Node.js Synchronous vs Asynchronous I/O

  • Comparison of synchronous and asynchronous I/O in Node.js
  • Performance impact of synchronous I/O operations
  • Exceptions where synchronous I/O might be acceptable
  • Exploration of methods to achieve synchronous I/O in Node.js
  • Challenges in maintaining compatibility with legacy systems

The discussion around synchronous versus asynchronous I/O in Node.js often centers on performance and efficiency. Asynchronous I/O is known for allowing multiple operations to happen at once without blocking the execution thread, making it ideal for non-blocking, scalable applications. This is particularly important in environments like Node.js, which rely on an event-driven, non-blocking I/O model.

Synchronous I/O, on the other hand, processes tasks sequentially. When a synchronous I/O operation is executed, the entire thread is blocked until the operation completes. This means that no other operations can proceed, which can severely impact performance and responsiveness, especially in a server environment where multiple tasks are expected to run concurrently.

Despite the general consensus against using synchronous I/O in Node.js, there are situations where it might be considered acceptable. One such instance is during the loading of code modules, where synchronous file system I/O is often used. This is seen in both CommonJS and ESM module loading, although the latter could potentially be redesigned to avoid this.

Another situation is in command-line interface (CLI) applications where operations are simple and limited in scope, and where developers are certain that no other processes will be impacted by synchronous operations. However, even in these cases, best practices suggest sticking to asynchronous patterns to maintain consistency and future-proofing.

Legacy systems can present challenges when transitioning from synchronous to asynchronous I/O. For example, older systems or applications may have been designed with synchronous operations in mind. Rewriting these systems to accommodate asynchronous I/O can be complex and time-consuming, requiring careful consideration of how to maintain backward compatibility while improving performance.

Several strategies exist to handle synchronous I/O needs in Node.js without compromising the non-blocking nature of the environment. One approach involves using workers combined with atomics to simulate synchronous behavior. This method involves creating a separate thread to handle asynchronous operations while the main thread waits for completion, effectively blocking until the task is done.

Another potential solution is utilizing WebAssembly (Wasm) and the WebAssembly System Interface (WASI) to run compiled code synchronously. This approach allows for synchronous execution of compiled languages like C or Rust, although it involves complexities such as serialization and deserialization between JavaScript and Wasm code.

Developers can also consider writing native add-ons in languages like C++ or Rust. These add-ons can perform synchronous I/O operations and be called from Node.js. However, this requires significant effort to implement and maintain, especially when dealing with the Node.js networking stack.

In some cases, transforming asynchronous code to be used synchronously can be achieved through transpilation techniques. For instance, using tools like Babel to convert asynchronous code to synchronous code, although this approach may not cover all language features and can have limitations.

The journey to balance synchronous and asynchronous I/O in a Node.js environment reflects broader challenges in software development, such as maintaining performance while ensuring compatibility with existing systems. Developers must weigh the trade-offs of each approach and consider the specific requirements of their applications when deciding how to handle I/O operations effectively.

Ultimately, understanding the implications of synchronous versus asynchronous I/O and exploring various strategies to address these challenges can lead to more robust and efficient applications. The key is to remain adaptable and open to evolving best practices, leveraging the strengths of Node.js and its ecosystem to build responsive, high-performing software solutions.

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Node.js is famously a JavaScript runtime that encourages using asynchronous operations wherever possible – but what happens when you really, really need to do synchronous I/O? Anna gives an overview over the – surprisingly many – different ways to achieve this, and what we can learn about how the language and Node.js internals work from them.

This talk has been presented at Node Congress 2021, check out the latest edition of this JavaScript Conference.

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FAQ

Anna is currently working on a project called Mongosh, a Node.js application aimed at rewriting the MongoDB shell to improve maintainability and incorporate modern JavaScript practices.

Implementing synchronous IO for network operations in Node.js is challenging because the underlying library (libuv) does not support synchronous network IO, requiring complex workarounds or reimplementation of the networking stack.

The approach using workers with atomics achieves synchronous IO by blocking the main thread using atomics.wait, while a worker thread performs the IO operation asynchronously. Once completed, the worker notifies the main thread to proceed, mimicking synchronous behavior.

The purpose of the project where Node.js is embedded into itself is to create a synchronous worker by starting a new Node.js instance on the same thread. This allows for synchronous execution without multi-threading, providing a unique way to handle certain synchronous operations.

The use of atomics.wait in browsers is limited because it blocks the main thread, which would prevent rendering and other operations, potentially degrading user experience and browser functionality.

Acceptable scenarios for using synchronous IO in Node.js include loading code required during the synchronous file system IO, writing CLI applications with limited concurrent operations, and situations where synchronous code is necessary due to API constraints.

The main reason to avoid synchronous IO in Node.js is due to performance issues. Synchronous IO can block other operations from executing, causing delays and inefficiency in processing.

The synchronous version of an IO operation might initially seem faster because it directly performs the read operation without scheduling other tasks in between. However, this can be misleading as it blocks other operations, affecting overall performance.

Anna Henningsen
Anna Henningsen
32 min
24 Jun, 2021

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Video Summary and Transcription
This Talk explores synchronous IO in Node.js and the advantages of asynchronous IO. It discusses exceptions to synchronous IO and approaches to achieving synchronous IO in Node.js, including using WASI and native add-ons. The Talk also covers mixing workers with atomics for synchronous IO and embedding Node.js to create a synchronous worker. Additionally, it touches on TypeScript migration, optimizations in Node.js, and experiences and advice on contributing to Node.js.

1. Introduction to Synchronous IO in Node.js

Hi, everyone. I'm Anna and I'll be talking about synchronous IO in Node.js. I have a background in the Node.js Technical Steering Committee and now I'm part of the MongoDB DevTools team.

2. Synchronous vs Asynchronous IO in Node.js

The synchronous and asynchronous ways of loading files in Node.js give the same result, but the synchronous way has performance issues. Initially, I expected the synchronous version to be slightly faster for a single call, but I discovered a bug in the async version that affected performance. However, the async version is now faster. The advantage of asynchronous IO is that multiple things can happen at the same time, allowing for concurrent operations.

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